Nov 20, 2014 12:18 PM
Concord's Lincoln Financial Securities faces $100,000 fine
CONCORD - A Concord company is facing a $100,000 fine after an investigation by the New Hampshire Bureau of Securities Regulation.
The bureau issued a cease-and-desist order against Lincoln Financial Securities concerning unlicensed sales in the office. The bureau found that 22 employees traded securities without being licensed from Jan. 1, 2009, to Dec. 31, 2013.